Ethical Governance 

The CFA Ethical Governance Handbook sets out the Authority's arrangements for its ethical governance and contains such information as the Authority's Code of Conduct and Code of Corporate Governance.

Ethical Governance Handbook Documents:

Introduction (.PDF)

Ethical Governance Policy Statement (.PDF)

Authority Aims Objectives Projects and Priorities (.PDF)

Members' Code of Conduct (.PDF)

Members' Written Undertaking as to the Code of Conduct (.PDF)

Register of Interests (Financial and non-financial) (.PDF)

Complaints Against Members (.PDF)

Employee/Member Protocol (.PDF)

Guidance on Gifts/Hospitality (.PDF)

Equality and Dignity at Work (.PDF)

Information Security Policy Statement (.PDF)

Policy on the Use of the Internet (.PDF)

Anti-Fraud and Corruption (.PDF)

Code of Ethics : Staff (.PDF)

Protected Reporting (Whistlelblowing) Policy and Procedure (.PDF)

Complaints and Compliments Procedure (.PDF)

Protocol on the Use of Authority Resources by Members (.PDF)